FINRA Fines Wefunder $1.4 Million and StartEngine Capital $350,000 for compliance violations
Finra | Press release | May 4, 2022 WASHINGTON, May 04, 2022--(BUSINESS WIRE)--FINRA announced today that it has fined two FINRA-registered funding portals a combined $1.75 million for failing to comply with securities laws and rules designed to protect crowdfunding investors. In settling these matters, Wefunder and StartEngine accepted and consented to the entry of
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