IIROC to continue Client-Focused Reforms review with focus on KYC and suitability
Investment Executive | Michelle Schriver |March 10, 2022 Dealers must prepare for ongoing CFR reviews and expiring pandemic exemptions, priorities report says The Investment Industry Regulatory Organization of Canada (IIROC) is prioritizing reviews related to the client-focused reforms (CFR) and service at order-execution-only firms as it prepares for consolidation with the Mutual Fund Dealers Association
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